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Tony Milano
Much better choices out there. I wish I never hired them! Total rip-off in my opinion. They bid low and then once your a client the fee just keep increasing. In my opinion they can't be trusted.
Joel Padowitz
James McBride
We believe that regulatory compliance is of utmost importance. Our firm is built on a culture of compliance. NCS Regulatory Compliance has been our compliance consultant for over 8 years. NCS Regulatory Compliance has been a very good partner. Everyone we have dealt with at NCS Regulatory Compliance is knowledgeable and professional, especially Mr. Alan Foxman.
NCS Regulatory Compliance helps us with all of our annual regulatory filing requirements at both the FINRA and state levels. Three years ago, NCS Regulatory Compliance helped us with the very complex registration requirements for a new credit union client. The credit union relationship has been very important to our firm and we could not have initiated the relationship without the help and guidance from NCS Regulatory Compliance.